SECTION 1

Potential breaches under the Romanian Environmental Protection law and Romanian Obligations in a transboundary context (Espoo Convention) associated with the Cernavoda 2 NPP project

By Helene Izidi, consultant on behalf of Campagna per la riforma della Banca mondiale

I. Potential breaches under the Romanian Environmental Protection law (Law No. 137/December 29,1995 and its Permitting Procedure No. 125/1996)

A. Background information

At the local Environmental Protection Inspectorate in Constanta that the Fact-Finding Mission visited on Monday 20th January 2003, the FFM was able to briefly consult the whole Environmental Impact Assessment documentation available to the public.

The mission faced with the following documents:

? The "Report on the EIA carried out by Atomic Energy of Canada Limited (AECL)" - in Romanian "Raport" - a summary in Romanian of the AECL Study, published in July 2001;
? An Environmental Assessment Study for the Cernavoda 2 NPP project carried out by ICIM and published in January 2002;
? A summary in English of the ICIM EIA Study published in July 2002;
? A summary in Romanian of the ICIM EIA Study published in August 2002;
? "Borderau" of documents needed to obtain environmental agreement for Cernavoda 2 NPP project - due diligence carried out by the local environmental protection inspectorate in Constanta;
? Report on the proceedings of the public consultation which took place between 15.08.2001 and 21.09.2001;
? Governmental order No. 234 31.03.99 regarding environmental agreement for Cernavoda 1 NPP;
? Two ICIM Studies produced in 1999 and 2000 about thermal impacts of the Cernavoda NPP on the Danube Canal;
? A safety study on combined accidents both at unit 1 and 2, #515/25.10.2001.

 The environmental impact assessment process apparently began with a first set  of environmental studies carried out by the AECL. This led to two summaries, one in Romanian, in July 2001, and the other in English, published in Canada in December 2001 under request of export development of Canada. Initially, it seemed that both summaries were not exactly the same. A public consultation was organised from August 15th to September 21st 2001, following the publication of the Romanian version (the "Raport"). Then at the beginning of 2002, a second set of environmental studies was carried out by ICIM, and led to further summaries, one in English and the other in Romanian.

This numerous studies and reports produced a certain confusion. In fact, the FFM was faced with so many reports, that we were not able to identify with certainty which document was the official one. It should be noted that at this date the team has only received an electronic copy of the ICIM EIA study in Romanian, excluding relevant maps, the "Raport" and other relevant environmental documents, despite requests to the Romanian environmental authorities under the Romanian Law 544/2001 on Access to Information.

Box I :  Romanian Legislation on Environmental Impact Assessment

The two regulations that were in force at the beginning of the EIA process relating to the Cernavoda II project  were :

? The Environment protection is regulated by the Environmental Protection Law ( EPL), No. 137/December 29.1995, published in the official Gazette, Part I , No. 304/December 30, 1995.
? The Ministerial Order No. 125/1996, Permitting Procedure for economic and social activities having an environmental impact according to the EPL No. 137/1995 establishes the procedure for Environmental Impact Assessments.

Under EPL legislation, electrical power plants are bound by environmental agreements, that is to say, "technical and legal act which establishes the condition for implementing a project or an activity from the environmental impact point of view" ( Appendix No. I, EPL). The CEPA (Central Environmental Protection Authority) is responsible for issuing this agreement. In addition to this, Nuclear Production activity are listed as an activity that may have a significant environmental impact through its nature, size or location ( Annex II of EPL) and therefore requires an environmental impact study for the issuing of the environmental agreement.

The EPL legislation was amended on June 20, 2002 and came into force in its revised version on January 17, 2003. Among other things this strengthened the public opportunity to be informed and to take part in decisions on specific activities. These amendments harmonize the law with the European legislation and above all the provisions of the UN/ECE Aarhus Convention on Access to Information, Public Participation in Decision-Making and Access to Justice in Environmental Matters, ratified by the Romanian Parliament through the Law No. 86/2000, in 2000, with relative implementing procedures issued in 2002. Specifically this Convention enables the public to become more involved in environmental matters and to actively participate in the preservation and protection of the environment. To achieve this aim, the Convention proposes an action in three areas :
? Allow public access to environmental information held by public authorities
? Promote public participation in the decision-making process on certain activities deemed likely to significantly affect the environment
? Widen access to justice in environmental matters.
It came into force on October 30 2001.

B. Examination of the EIA documentation and process

Box II : The stages of the environmental agreement issuance procedure, According to article 4 of the Permitting procedure for economic and social activities having an environmental impact, the following steps are needed:

? The project titleholder should submit the environmental agreement application. The submission must be accompanied by the description of the project and the main information available at that time. At the same time it must advertise the application through at least one of the publicity methods.
? The Local Environmental Protection Authority (LEPA) analyses the application in order to see whether this activity requires an impact study or not. LEPA analyses the purpose of the proposed activity and whether the project can be environmentally regulated. They shall request additional information or preliminary environmental impact study.
? If the project can be regulated, LEPA prepares guidelines in order to figure out what have to be addressed in the EIA study. To prepare these guidelines, LEPA have to consider the preliminary comments received from the public following the public announcement of the application.
? The EIA study is carrying out according to the methodology described in Annex 4 of the Permitting procedure No. 125/ 1996.
? The would-be Licence holder of the project must give to LEPA the report of the EIA study ("Raport"). This report must contain all alternatives analysed, including that of renouncing the activity. "Minimum contents" of the report on EIA are provided in Annex 5 of the Permitting Procedure No. 125/1996.
? LEPA analyse the report. For this purpose, they can be helped by the technical review team, consisting of representatives of the local public administration and the bodies that issue the preliminary endorsements required for the release of the environmental agreements.  LEPA accept it or request for the report to be revised.
? The accepted report has to be subjected to public debate by LEPA.
? After the completion of the public comment, LEPA makes the decision on whether to continue the regulating procedure - from the investment activities that are within the regulatory competence of  the Central Environmental Protection Authority (CEPA), as it is the case concerning the Cernavoda II project, the decision is made after the prior consultation of such authority.
? If the decision made is favourable, the would-be licence holder must present to LEPA the following documents : technical memo prepared in accordance with the contents provisions stated in Annex 6 of the Permitting procedure, regulatory acts, and the Environmental impact study.
? LEPA and, if appropriate the technical review team, analyse the documents and verify them if necessary; LEPA submit them to CEPA for activities under CEPA competence. CEPA may carry out verifications.
?  LEPA or CEPA, make the final decision regarding the issuance of the environmental agreement for the activities under its competence. The decision must be made public and the documents the decision has been based on, made available upon request. The decision can be appealed within 30 days from the announcement.

The summary, "Raport", in Romanian of the EIA Study by AECL has been presented to the FFM as the official one, that was used for Public consultation. At first sight, it seemed to the mission that a summary of 54 pages is rather lightweight for a report of the EIA study. The Environmental Assessment Summary (EAS) made public by AECL at the end of 2001 on the basis of the full Canadian EIA study consists of more than hundred pages. To this respect, it should be noted that the full EIA study by AECL was not available, although it should have been given to the LEPA as part of the environmental agreement issuance procedure (see Box II above). A follow-up visit to the LEPA in Constanta by an independent consultant of Campagna per la riforma della Banca mondiale in February 2003 proved that the two summary are different and have not got the same structure either. In particular, the two studies include a different assessment of estimated future energy needs in Romania.  Furthermore, all the references to economic justification of the nuclear project and non-nuclear alternatives included in the EAS by AECL, even though in a limited and  inadequate manner, are not included in the "Raport", although a study of the alternatives, taking into account the associated environmental impacts, is essential to appreciate the necessity and the relevance of such a project. This is also an explicit requirement under the Permitting Procedure for economic and social activities having an environmental impact according to the Romanian Environmental Protection Law No. 137/1995 ( Article 4.3.2). As a result, the FFM has serious doubts whether the public consultation has been based on appropriate information on the project.

To this respect, the FFM's independent environmental due diligence of the project has detected, moreover, some anomalies in the public consultation process. A public announcement was made in two local  and one national  newspapers that three public debates be organised about the Cernavoda II Project. A first public meeting took place in Constanta on August 15, 2001, a second one in Cernavoda on the August 21, a third one in Medgidia on the August 30.  A meeting with leaders of opinion from the area of the implementation of the project was also organised from August 16 to 27, 2001 in Cernavoda, as well as a meeting with specialists from the environment protection field in Bucharest on August 30, 2001. The public debates were organised and funded by SNN, state-owned nuclear company and lead project sponsor, under the supervision of the environment protection authorities, as required under the former and current Romanian legislation. Thus, even if such a practice is allowed by European and international standards, the FFM argues that such a provision leads inevitably to a self-interested behaviour from the project developer. In this case, for example, the FFM found out, by reading the list of participants, that the hearings were loaded with pro-nuclear NGOs, some of them directly supported by the industry and that no NGO critical about nuclear issues attended the debates.

The Environmental Assessment Study carried out by ICIM and published in January 2002 is made up of 3 volumes and 1 appendix for maps and looks most like a real EIA study. Nevertheless, it has not been subject to any particular announcement to the public. It also passed unnoticed that only the Summary in English was published on the web site of SNN, the would-be licence holder. Moreover, according to a Review carried out by the Austrian Institute for Applied Ecology , the information provided in this Summary is completely insufficient to understand EIA data and conclusions.

When asked why SNN commissioned a second study and why the ICIM EIA document was not subject to the proper procedure, namely not resubmitted to public consultation at its completion, the FFM received a surprising answer from the Romanian authorities: Since the FFM has been allowed to meet environmental experts in Bucharest only in presence of representatives of the nuclear company who systematically influenced the meeting and even the translation of the contributions by the environmental authorities, the Mission was not able to address such issues with them separately. Following up on the unsatisfactory conclusion of the meeting the FFM sent a written request for public information to Mrs. Dumitru  and Mrs. Dumitra Mereuta  at the Ministry of Waters and Environmental Protection on January 31, 2003, according to the procedures under the Romanian Law on Access to Information. In reply to the FFM's question of why a second study was commissioned (see in Annex 6 for the full letter), the Romanian authorities admitted that the public consultation had been based on "illegal" EIA documentation, that "a second study was asked because, according to national legislation, the environmental impact study (EIS) has to be made only by a natural or legal person certified according to Minister Order (MO) 278/1996 and the EIS has to be done according to the MO 125/1996 requirements." Thus Romanian authorities recognised that the AECL was not certified to carry out such a study and that the EIS made by them did not meet the national requirement in this matter. Furthermore, the question of why a second public consultation had not been organised after the publication of the ICIN study remains vaguely answered by the Romanian authorities.

C. Conclusion

The state of disarray of the EIA reports, as well as the lack of fundamental information in the Environmental assessment and the lack of transparency in the public consultation process lead the FFM to question the safety of the project. The mission is doubtful about the intention and the capacity of the Romanian environmental Authorities to ensure an efficient and transparent Environmental Impact Assessment. As a result, the information and data available to the public and the competent authorities are insufficient to properly assess the potential harm to the environment and the population, the risk in the event of an accident, as well as the main alternatives to the project. The content of the EIA documentation is evidently not in compliance with the former Romanian environmental Law, in force at that time. Moreover, the public consultation was based on "illegal" EIA documentation, as admitted by the Romanian environmental authorities in their correspondence with the FFM.

In addition to that, the Environmental Assessment in the Cernavoda project is at odds with the European requirements and standards on this matter . The compliance with the European legislation is, however, a sine qua none condition to the accession to the European Union in 2007. Moreover, as a direct result of the inconclusive environmental assessment, the information disclosed to the public is insufficient and inappropriate to allow the public to participate effectively in the decision-making process. The public participation is nevertheless, a basic requirement under the Aarhus Convention, ratified by Romania in 2000, and under the new environmental law recently amended among other things to comply with this Convention.

For all the above reasons and because it is unclear whether the Environmental Agreement for the project has been already released, the FFM believes urgent to request the missing studies and ask for the provision of all the relevant information, as well as to conduct a proper public consultation. It would be a good opportunity to promote the correct implementation of environmental law in accession countries, in particular in Romania, whose record still remains questionable as repeatedly admitted by EU authorities. It would also allow to raise awareness among decision-makers and civil society in Romania regarding the provisions under the new national environmental law recently enforced pursuant to the new European and international environmental obligations and standards.

II. Potential breaches under Romanian Obligations in a trans-boundary context - Espoo Convention

The Romanian's authorities failure to conduct an efficient Environmental Impact Assessment Process is all the more problematical since this project is likely to have a significant adverse transboundary impact on neighbouring countries, starting with Bulgaria, whose border is located less than 50 km from Cernavoda NPP. Romania is therefore obliged to cooperate with neighbouring countries in assessing the Environmental impact under the provisions of the UN/ECE Espoo Convention on EIA in a Transboundary Context. In fact, this Convention has been ratified and entered into force in all neighbouring countries but Yugoslavia in the past years.

Box  III :  Espoo Convention on Environmental Impact Assessment in a Transboundary Context

International Treaty negotiated by the member countries of the United Nations Economic Commission for Europe (UNECE). The ECE  covers Europe, the US, Canada, Israel and the five Central Asian which were formerly part of the USSR. This Convention aims to enhance co-operation in assessing environmental impacts, particularly in a trans-boundary context. It came into force on September 10 1997, and currently consists of 40 Parties. Romania ratified it in 2001; all its neighbouring countries, but Serbia, both signed and ratified the Convention in the past years.
The Convention applies to all activities which may have a significant impact on the environment across boundaries, including government, private or semi-public activities. These activities are subject to the permission of the national authority of the country where the project is going to take place, and must be submitted to an environmental impact assessment prior to the decision to authorize or undertake them. A non-exhaustive list of activities which are considered likely to cause such an impact is provided in the appendix I of the Convention.

A. Romania failed to notify in due course

At the beginning of the EIA process in Romania in 2001,  the Romanian authorities failed to inform neighbouring countries of the Cernavoda Project, although the completion of a nuclear power plant is listed in Appendix 1 of the Espoo Convention as "the activity that is likely to have significant adverse trans-boundary impact" and  must be notified to potential affected parties. The environmental authorities questioned on this issue during the meeting with FFM in Bucharest did not consider transboundary pollution to be credible.

In November 2002, Bulgaria, which is also a contracting Party to this convention , requested information from the Romanian authorities, considering that such a project, less than 100 km from its own borders, could potentially have a significant adverse trans-boundary impact on its territory. They received Notification as well as the Summary in English of the ICIM EIA study completed in July 2002. The Romanian authorities gave Bulgaria a very short deadline, over the Christmas holiday period, to organise the Public consultation and send the public comments back to them. Because Romania failed to notify in due course, that is to say " as early as possible and no later than when informing its own public about that proposed activity" ( article 3.1, Espoo Convention), the public in Bulgaria was deprived of their right to participate in the EIA process at the start of the proceedings. It is nevertheless essential under the Espoo and the Aarhus Convention   that the public participation begins at the earliest stage of the project initiative, when all the options and solutions are still open and the public can have a real determining effect.
Then, the Bulgarian Authorities hurried the process. An announcement was published in the newspaper - namely close to erotic advertisements - on January 10 stating that the Summary produced by the government of Romania as well as the Notification will be made available to the public in the ministry's building in Sofia and the written comments will be received up until January 24, 2003.

During a meeting with the Bulgarian Environmental Deputy Minister in Sofia on 18 January 2003, representative of Campagna per la riforma della Banca mondiale pointed out that two weeks was not a sufficient time to properly inform the public, and particularly to allow the locally affected communities to get more information, or to conduct an efficient public consultation. The Bulgarian Environmental Protection Act  ensures public access to the EIA documentation for a period of thirty calendar days in respect of such a project in the Republic of Bulgaria . Furthermore, international recognized standards, such as World Bank standards, provide at least a 60 day-long period for public comments.

Four Non-governmental organisations , including three from Varna on the Black sea  and one from Sofia, sent a letter to Mrs Georgieva, Deputy Environment Ministry, last January to show their interest in this project, and requesting the copy of the Environmental assessment documentation. They also asked them to postpone the deadline of the public consultation and to organise a public hearing in north-eastern Bulgaria, the area likely to be affected. The ministry responded favourably to the information request, by putting the EIA summary and the notification received on their web site  on January 27, 2003. The Bulgarian authorities decided also to extend the deadline for collecting public comments to March 10, 2003.
Finally, all NGO submissions and Bulgarian official comments have been submitted to Romanian authorities in April 2003.

B. Romania failed to send the minimum information

The Romanian authorities have failed to send adequate information to Bulgarians. In fact, at the meeting with the Bulgarian Environmental Deputy Minister in Sofia on January 18, 2003, NGO representatives realised that the Romanian authorities provided Bulgaria with the English summary of the ICIM Study, even not the full EIA study. In addition to the fact that the information provided in this summary is fully inappropriate according to the Review carried out by the Austrian Institute for Applied Ecology , this information is also insufficient under the Espoo Convention, that requires the Party of origin of the project to give to the potential affected party some minimum information in the environmental impact assessment documentation. A non-exhaustive list of information is provided for in Annex II of the Convention. (see box IV below).

Box IV : Appendix II of the Espoo Convention
Information to be included in the environmental impact assessment documentation shall, as a minimum, contain :

a. a description of the proposed activity and its purpose
b. a description, where appropriate, of reasonable alternatives to the proposed activity and also the no-action alternative
c. a description of the environment likely to be significantly affected by the proposed activity and its alternatives
d. a description of the potential environmental impact of the proposed activity and its alternatives and an estimation of its significance
e. a description of mitigation measures to keep adverse environmental impact to a minimum
f. an explicit indication of predictive methods and underlying assumptions as well as the relevant environmental data used
g. an identification of gaps in knowledge and uncertainties encountered in compiling the required information
h. where appropriate, an outline for monitoring and management programmes and any plans for post-project analysis, and
i. a non-technical summary including a visual presentation as appropriate

Thus, in addition to the very poor quality of this summary, the Mission detected several inadequacies:

- No reasonable alternatives are considered in this report. Only one sentence on page 7 of the report, deals with a vague idea of alternatives : "The completion of this project will offer Romania an important source of clean, low-costs, reliable electricity and will avoid the production of over 4 million tons of CO2 per year which would be generated by a comparable coal fired plant ". The comparison to a coal fired plant is however,  completely inadequate, and could hardly be considered as a genuine alternative. Moreover, hydro and highly efficient gas-fired alternatives are not adequately explored, and no alternative interventions for the improvement of the efficiency of the national electricity grid and the no-action alternative are not considered at all.

- The potential environmental impacts are not described under severe accident conditions as shortly reported on page 133 of the report. Only 6 severe accidents are very briefly mentioned but not one word on environmental impacts of such accidents, although these kinds of accidents may influence territory far beyond the 30 km wide exclusion zone and reach neighbouring states. It should be noted that the Bulgarian border is located less than 50 km away from the Cernavoda NPP.

Moreover, the assessment of the impact on air quality, as mentioned in the report on page 125, is partial and limited only to some aspects: "Unit 2 is designed to have ventilation and discharge systems for the emission from the reactor building and the services building. These systems recover the D2O vapours and retain other pollutants by filtering before the air is exhausted  under continuous monitoring). There are no radiological emission released to the air without control and filtration". This section is very misleading as tritium and carbon 14 are routinely released and cannot be filtered. It is all the more important that Candu's release 30 times more the amount of tritium than does a typical BWR or PWR nuclear reactors.

In other respects, the potential impact does not cover the decommissioning stage at all.

Finally, the authors of the EIA Study apply a very restrictive approach to the definition of impacts. For example, they believe that driving species out of their habitats is not an impact : "As a matter of fact, a survey of pertinent literature shows that fish will move if they find the water temperature intolerable, but they can remain in a zone with tolerable temperatures if they are capable to acclimatizing to it. An adverse effect on fish is therefore not expected" (page 119).

- Mitigation measures are only mentioned in the general description of impacts:  "Diminishing the quantity of the radioactive waste should be taken into consideration" (page 29). Neither a clear Environmental Action Plan, nor a division of responsibilities is provided for.

- There is no explicit mention of predictive methods, underlying assumptions as well as relevant environmental data used. There is no clear indication of the methods used. For example, concerning the assessment of the impacts on flora and fauna, the only prediction given is the following "the estimated dose varied between 0.6 and 1 mGy/year, much below the dose criteria accepted by the International Community" (page 129). Neither the method, nor the assumption is described, nor any information on relevant environmental data used for drawing this conclusion.

- No outline of the outside environment monitoring system is included in this report.

- No non-technical summary either as requested by international environmental best practices.

C. Conclusion

The co-operation between Romania and Bulgaria is almost non-existent because the Romanian authorities failed to notify in due course and to send appropriate information to the Bulgarian government under the Espoo Convention. In fact, the report sent by the Romanian authorities to Bulgaria lacks fundamental information about the environmental assessment.

Moreover, although public participation is a fundamental requirement under the Espoo Convention and reinforced under the Aarhus convention, Romanian authorities failed to " provide an opportunity to the public in the areas likely to be affected, to participate in relevant environmental impact assessment procedures regarding proposed activities and  ensure that the opportunity provided to the public of the Affected Party is equivalent to that provided to the public of the Party of origin" (Article 2.6, Espoo Convention ).

Romania did not respect its obligations towards its neighbouring countries in accordance with the Espoo Convention, as well as under the European directive on EIA  which makes specific reference to the Espoo convention in this matter in its recent amendaments.

There is therefore a crucial need that Bulgaria receive additional and appropriate information about this project from the Romanian authorities, and that a proper Public consultation, based on relevant information, takes place in Bulgaria before the final decision is taken in Romania.

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